Spletrequired to pass the Series 3 or Series 34 proficiency exam if their activities involve commodity futures or forex activity, respectively. However, since the NFA creat ed the Swap AP designation and approval requirement as a result of the Dodd- Frank reforms, no corollary proficiency testing component has existed. The NFA cited its statutory SpletDescription. The Short Track of NFA's Swaps Proficiency Requirements contains four modules, each of which has a training and testing component. Individuals required to …
Recent CFTC and NFA Developments - Seward & Kissel LLP
Splet28. okt. 2024 · The NFA acknowledged that the Series 3 was not relevant to swaps activities and announced its plan to develop proficiency requirements specifically for APs of swaps firms. The deadline for satisfying the new Swaps Proficiency Requirements is January 31, 2024. APs will be able to access and take the exam online beginning January 31, 2024. Splet6) You can't take in-person or remote classes since this is a self-study proficiency. Epic classes are very $$$, and you are cheap. Instead, you'll want to email Epic to register for the free self-study proficiency. After you're approved, you'll see the course under "Training Home" >> "Your In-Progress Certificates". fishey business eastbourne
NFA Updates FAQs on Swaps Proficiency Requirements
SpletSwaps Proficiency Requirements NFA Bylaw 301 (l) requires that each individual seeking approval as a swap firm or swap AP must satisfy NFA's Swaps Proficiency Requirements … SpletStudents who pass the CHSPE receive a Certificate of Proficiency from the State of California. All persons and institutions subject to California law that require a high school diploma for any purpose must accept the certificate as satisfying the requirement. Created Jun 17, 2013 Restricted 346 Members 3 Online Moderators Moderator list hidden. Splet28. mar. 2024 · The NFA has implemented requirements that all swap associated persons take and pass a swap proficiency examination by January 31, 2024. Key Points: ..As of … can a personal loan be refinanced